Stay Ahead of the Curve with Proactive Legal and Compliance Support
CMB Registrant Services believes that taking a proactive approach to compliance and regulatory requirements is essential for our clients' success. We understand the importance of identifying and addressing potential issues before they become problems.
We focus on staying ahead of changes in the regulatory landscape, so our clients can navigate the complex regulatory environment with ease.
Registrant Services
Our services are designed to provide our clients with comprehensive and customized legal and compliance support that meets their specific needs.
What sets us apart from our competitors is our unwavering commitment to superior client service, responsiveness, and personalized attention to our clients.
Services Include:
- Fractional general counsel and regulatory compliance
- Monitoring regulatory developments
- Dealing with regulatory inquiries or issues
- Training
- Conflicts of interest
- Anti-money laundering and privacy compliance advice for securities registrants.
Experienced Advice
Trust the Experience of Our Legal Team for Comprehensive and Customized Solutions
Matthew Scott
Matthew is an expert in securities law and regulatory compliance, with over 20 years of experience in the industry.
Get Ongoing Support and Save Money with Practical Monthly Retainer Options
We believe in providing affordable legal and compliance support to our clients. We understand that every business has different needs and budgets, which is why we offer a flexible pricing model that allows you to budget for your legal and compliance costs.
We're dedicated to providing our clients with the best possible service and support, and our pricing model is just one way we demonstrate this commitment.